Chapter 12
Schizophrenia
Dale L. Johnson
This lecture will be different from
the others. The textbook is quite good, but the topic is enormous. On these
pages I will make a few generalizations about schizophrenia and then will ask
you to read two papers I have prepared for other purposes. One (Lecture 12A) is
about the treatment of serious mental illnesses, and this includes
schizophrenia. It includes much more material on the treatment of schizophrenia
than the textbook does. The second (Lecture 12B) is a brief account of my
family's experience in living with schizophrenia.
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DSM-IV CRITERIA FOR
SCHIZOPHRENIA
A. Presence of psychotic symptoms
in the active phase for at least one week.
1. Two of the following:
a. delusions
b. prominent
hallucinations
c.
incoherence or marked loosening of associations
d. catatonic
behavior
e. flat or
grossly inappropriate affect
2. Bizarre delusions
3. Hallucinations of a voice with content
having no apparent relation to depression or elation, or a voice keeping up a
running commentary on the person's behavior or thoughts, or two or more voices
conversing with one another.
B. Functioning markedly below
highest level achieved,
C. Affective disorder ruled out.
D. Continuous signs of
disturbance present for at least six months.
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Types of Schizophrenia
Catatonia--alternating immobility
and agitation.
Paranoid--delusions of grandeur and
persecution.
Disorganized--disruption of speech
Hebephrenic--silly and immature
emotionally.
Undifferentiated--
Residual--not grossly disturbed, but
still not well.
These are not widely used in
thinking about patients and they have not been found to be useful in research.
The textbook mentions some tendency for a greater heritability for paranoid
forms, but this is quite tentative.
In addition to the symptoms listed
above there are other symptoms that are often present, but the committee
developing the DSM-IV, for whatever reasons, did not see fit to include. One of
these is the feeling that one's thoughts are being drawn from one's brain. A
variation on this is that thoughts are being inserted into one's head. People
watch TV and feel that they are being given personal instructions by the TV.
Thoughts that are not their own are put into their minds.
In general, many researchers believe
that schizophrenia may be several disorders, but there is no consensus on what
these subtypes or different forms might be.
It is conventional today to think
about two sets of symptoms, positive and negative. Positive symptoms are active
manifestations of abnormal behavior. These include hallucinations, delusions
and thought disorder. Negative symptoms, on the other hand are deficits in
normal behavior such as alogia, or less speech, avolition, or less interest, or
motivation, affect flat, or less emotional expression, and anhedonia, or less
feeling or interest. Anti-psychotic medications tend to subdue positive
symptoms, but have little impact on negative symptoms. These respond better to
intensive psychosocial treatment.
Some Facts
About Schizophrenia
1. Schizophrenia is one of the most
disabling illnesses known to humans. People are typically afflicted with
schizophrenia when they are in their late teens or early 20s and most continue
to be 100% disabled the rest of their lives. Only 10% to 20% of people with
this illness are employed.
2.
Schizophrenia is a brain disorder.
There are now hundreds of studies that have shown this. Several parts of
the brain are affected, but evidence is especially strong for involvement of
the dorsolateral prefrontal cortex, the amydala/hippocampal complex and the
thalamus. Overall brain volume is smaller. Other areas are also involved.
3.
Schizophrenia is found everywhere in the world with about 1% of the
population affected.
4.
Women and men are approximately equally affected, but women seem to
develop a less severe form of the disorder.
5.
There is no evidence that parental or other family behavior causes
schizophrenia. Psychoanalytic theory held that schizophrenia was caused by
rejecting behavior by mothers and aloof, non-involved behaviors by fathers.
Many studies have failed to find any evidence that this is true.
6.
Schizophrenia does not mean "split personality." When sports
announcers say things like, "The quarterback had a schizophrenic
afternoon; he was good in the first half and fell apart in the second
half," they are demonstrating their ignorance about schizophrenia and
being stigmatizing toward people with the illness.
7.
People with schizophrenia are no more violent than people who do not
have the illness. The media tends to play up the dangerousness of
schizophrenia, but in fact, most people with the illness are peaceful and
quiet. When violence does occur in this condition it is nearly always when the
person is not receiving treatment, or is dual-diagnosed with drugs such as
crack cocaine. Under the latter condition, the violence rates are like those
for people on crack cocaine without schizophrenia.
8. Schizophrenia is said to be a
myth by some. Psychiatrist Thomas Szasz and others have argued for years that
schizophrenia does not exist as a medical disorder. It is not a myth. People with schizophrenia who are recovering
resent this trivialization of their suffering. Their family members have no
doubt that their relative has undergone some kind of profound change in
functioning.
Genetics of
Schizophrenia
The simplest type of genetic study
is one based on the common observation that insanity seems to run in families.
Comparison is made of the prevalence of the disorder for relatives of the index
case with the prevalence for relatives of non-affected controls. If the rate is higher for the former, we
infer that a genetic contribution to the disorder is involved.
For first degree relatives, that is
parents, children or siblings of the index case, the number of genes in common
is approximately 50%. Second degree relatives (grandparents, nieces and
nephews, aunts and uncles) have only 25% of their genes in common.
Risk rates are determined by
carefully examining family histories and identifying relatives having the same
disorder as the index person. Comparisons are made with the risk of developing
schizophrenia for the general population, about 1%.
Slater and Courie (1971) estimated
the risk factors for various classes of relatives of patients by combining the
results of several studies. Their results are summarized below:
Rate of
Schizophrenia for Relatives of Patients with Schizophrenia
Relationship Risk
First Degree Crider Range
Siblings 8.5% 8-14%
Children 12.3 9-16
Parents 4.4 5-10
Second Degree
Grandchildren 2.8 2-8
Uncles; Aunts 2.0 2-7
Nephews; Nieces 2.3 1.4
First Cousins 2.9 2-6
It is evident that the risk for
first degree relatives is much higher than that for second degree relatives.
The risk for the latter is only 2-3 times higher than for individuals in the
general population. This is a matter of concern for persons who have a brother
or sister and wonder, first, whether they themselves are likely to develop
schizophrenia, and second, if their children are likely to develop the
disorder. You can see that their risk for developing the disorder is somewhat
high at 8.5%, but the risk for their
children is quite low, only 2.9%. Genetic counselors would want to know how
many relatives in the family have the disorder or other forms of serious mental
illness.
Twin Studies
The concordance rates
(degree of agreement) for twin studies are shown below for
schizophrenia, major depression and manic syndrome. As may be seen there is a
significant genetic loading for all three disorders, but it is much higher for
manic syndrome.
MZ DZ
Schizophrenia 48% 17 %
Major
Depression
40% 11%
Manic
Syndrome
72% 14%
A criticism that has often been made
of the twin studies is that obviously monozygotic twins (identical) live in
more nearly alike environments than even dizygotic (fraternal) twins. This
problem has been answered by examining the concordance rates of monozygotic twins who had been reared apart.
The concordance rates are about the same as those for twins reared together.
This enhances the genetic argument and diminishes the environmental argument.
Molecular
Genetic Studies
Contemporary research on the
genetics of schizophrenia follows more recently developed methods. These have
shown that there is reason to think that there is a linkage of schizophrenia to
genes on several chromosomes. Those for which evidence is strongest are 6p,
13 and 8p with less compelling evidence
for 5q, 22q and 3p. This range of
locations and the strong suggestion that more than one and perhaps several
genes are involved makes an understanding of the genetics of schizophrenia very
complex.
Markers
Behavioral geneticists are guided in
their search for relevant genes by looking at behaviors that are not
schizophrenic, but commonly occur with schizophrenia in the patient, and in
that person's relatives. These behaviors are called "markers." One
such marker was discovered by psychologist, Phil Holzman. This marker is called
smooth eye pursuit or eye tracking. The person is told to visually follow a
moving target. People with schizophrenia and their near relatives have
difficulty with this task. However, for relatives, the effect only appears when
the task is made very difficult. A similar kind of behavior occurs with tests
of attention.
Non-genetic
Basic Causes
It is clear that not all
schizophrenia is caused by genetics alone. There is interesting evidence from
several other sources.
Weinberger’s (1987) has hypothesized
that schizophrenia develops from alterations in the development of the prenatal
brain. These might be genetic in origin or from some external source. The
commonly replicated finding that season of birth is implicated. People with
schizophrenia are slight more often born in the winter months. This has led to
the virus hypothesis: mothers who have flu during pregnancy will more often
have a child who later develops schizophrenia. In several studies this
hypothesis has been supported. The effect is strongest if the flu is during the
second trimester of pregnancy.
Flu is not the only potential source
of damage. Susser showed that the famine in Holland during the 1940s brought
about by the Nazi restriction of food to parts of Holland resulted in more
babies in utero during that time later developed schizophrenia..
Other viruses have more recently
come under scientific scrutiny and it may be that a virus that affects cats may
be involved in the development of schizophrenia.
That the disorder is developmental
is shown by research from many points. For example, Barbara Fish found that
infants who later develop schizophrenia show intermodal incoordination; in
short, on infant tests they are clumsy. ElaineWalker used home movies made
during the person's childhood found people who later developed schizophrenia
had more unusual emotional reactions. These were apparent to trained raters of
the movies. At this time the people showed no symptoms of schizophrenia.
Brain
Function
Many psychologists still tend to
oppose the idea that schizophrenia has as an essential cause brain dysfunction.
Since the time of Kraepelin researchers have believed that there must be some
kind of brain dysfunction, but until quite recently there were no good ways to
test this hypothesis. Incidently, Freud believed most cases of schizophrenia
were caused by brain dysfunction, but he chose to study the psychological
implications. Because he believed schizophrenia was a brain disorder he did not
think his therapies were appropriate. Many of his followers did not agree with
him and used psychodynamic therapy for years, with no evidence of successful
outcomes.
Some psychologists, and virtually
all psychoanalysts, remain reluctant, in part because they believe that if the
cause is biological, the treatment must also be biological. This is not a
logical supposition. As we will see, both biological (medical) and psychosocial
treatments are essential and necessary for most cases.
The reasoning about schizophrenia
also included the idea that if the cause was biological, then nothing could be
done for the patient. We will see that this is also false. It is well to think
of brain function and its adaptive capabilities.
Modern methods of brain imaging have
shown that when people with schizophrenia are compared with healthy people the
result is typically that there are differences between the two groups in brain
structure and function. These differences are not absolute, but they are
statistically significant--the criteria nearly always used to demonstrate
difference between groups.
Brain areas involved were listed
above. Clearly, it not just a matter of the brain area that is implicated it
also has to do with the neurotransmitters involved. Among those known to be involved are dopamine (1, 2 and 4),
serotonin, GABA, and the endorphins
Diathesis/stress
Hypothesis
Brown and Birley, in England, found
that people who had much stress in a 3-week period tended to develop more
schizophrenic symptoms. They suggested that for schizophrenia to develop there
had to be a predisposition, probably genetic, and the presence of stress. What
makes this difficult to study is the possibility that the predisposition makes
some people unusually sensitive to stress. Therefore, what would be only a little stressful for one person would
be of extreme stress to the susceptible person.
Some Problems
in the Treatment of Schizophrenia
The treatment of schizophrenia is
not easy and calls for highly trained professionals to direct the treatment
program. Unfortunately, this is not widely recognized and as a consequence few
people with this disorder receive adequate treatment. There are other problems
that have to do with the disorder itself.
The course of the illness is
life-long for most people.
The course is episodic with
relatively symptom-free periods marked by relapses, recurrence of symptoms.
During psychotic episodes there are
two symptoms that interfere with treatment: 1) impaired judgment and 2) lack of
insight or awareness that one has an illness and needs treatment. The two often
lead to rejecting treatment and this in turn makes the illness worse.
When major symptoms are under
control the person still has other symptoms that interfere with recovery. One
of these is motivational difficulties. People have little interest in doing
anything. Unless reminded and assisted they do not show up for appointments or
follow through with homework assignments. Secondly, they often have problems in
interacting with other people. They do not follow conversations, they make
inappropriate comments or they miss the ordinary give and take of social
interaction.
Treatment of
Schizophrenia
See the paper on serious mental
illness below. As you can see it was written for mental health professionals,
but I think it is quite clear and is a good presentation of current thinking
about the treatment and rehabilitation of schizophrenia.
In Sammons, M. T., & Schmidt, N. B (Eds.).
(2001). Combined treatments for mental disorders:
a guide to
psychological and pharmacological
interventions. Washington, DC: American
Psychological Association. (pp.161-190)
Combined Treatments and Rehabilitation of
Schizophrenia
William D. Spaulding (University of Nebraska), Dale
L. Johnson (University of Houston) and Robert D. Coursey (University of
Maryland)
This chapter is for psychologists who work with
clients who have schizophrenia or similar disorders, as a member of an
interdisciplinary treatment and rehabilitation team. Psychopharmacology usually
plays a significant role in the work of such teams. Although a physician member
of the team usually has direct responsibility for prescribing the medications,
all team members should share responsibility for identifying targets for
treatment, monitoring medication effects, and integrating pharmacological and
psychosocial approaches. Psychologists
are often the team members most knowledgeable and experienced in assessment of
cognition and behavior, including changes produced by psychopharmacological
treatment. They are also often the most
knowledgeable and experienced in conducting treatment and rehabilitation as a
sequence of controlled clinical trials, and in analyzing and interpreting the
data generated by such trials.
Treatment and rehabilitation relies heavily on these skills for optimum
outcome. Consequently, the team's overall effectiveness is determined not only
by psychologists' expertise in assessment and experimental design, but also by
their ability to apply this expertise to issues of psychopharmacology in the
comprehensive treatment and rehabilitation of schizophrenia.
In recent years many psychosocial approaches have
demonstrated effectiveness for improving the personal and social functioning
and quality of life of people with severe and disabling psychiatric disorders.
These approaches are increasingly included, along with specialized
pharmacotherapeutic approaches, under the umbrella term psychiatric rehabilitation (Anthony, Cohen & Farkas, 1990;
Liberman, 1992).[1] The concept of rehabilitation de-emphasizes
traditional allopathic treatment goals, such as "cure" or even
"resolution of symptoms," and instead emphasizes the importance of
acquiring skills necessary to manage the disorder, minimize the impact of
disabilities, and get on with life. Achievement of these goals constitutes recovery. This reorientation obviates old debates about whether
schizophrenia should be viewed as a medical problem requiring medical
treatment, and creates a conceptual environment wherein both biological and
psychosocial approaches can work in complementary ways toward common ends. It
is in this context that the goal of recovery is now best understood, not as
escaping an illness, but as overcoming the consequences of an illness which
cannot presently be fully eliminated, using combinations of pharmacological and
psychosocial techniques. Psychologists
and other non-medical mental health professionals have an essential role in
setting the stage for a rehabilitation and recovery agenda, and in making it
possible (Johnson, 1990).
New developments in treatment and rehabilitation have
appeared, and the clinical armamentarium is growing. In the area of psychosocial treatment, specific intervention
modalities are available for an increasing number of the particular functional
impairments associated with schizophrenia and similar disorders, including
interpersonal functioning, stress management and emotional regulation, and
various domains of cognition. Helpful
techniques are increasingly available not only to mental health professionals,
but also to families, friends, employers, spouses and the affected individuals
themselves. Psychopharmacotherapy has
reached a new and exciting level with the advent of the atypical antipsychotic
drugs. These medications tend to produce more effective relief of major
psychotic symptoms, and they may also produce better cognitive functioning as
well. Because they cause fewer side
effects they are more likely to be taken as prescribed. Medication
non-adherence is a major (but not the only) factor in exacerbation of symptoms
or relapse. These advances in medical treatment have not made psychosocial
treatments less important; on the contrary, they have made them more important.
With the new medications and psychosocial interventions it is now possible to
expect not only symptom relief but also some degree of recovery in most
patients.
Effective Modalities in Treatment and Rehabilitation
The past three decades have seen much systematic
research on the efficacy of various treatment approaches for schizophrenia,
both pharmacological and psychosocial.
Interpretation of this research is difficult and complex, for several
reasons. First, schizophrenia is a complex condition that changes over time.
Treatment most applicable or efficacious during one phase of the disorder is
not necessarily equally so during other phases. Second, the heterogeneity of people with schizophrenia
complicates outcome research just as it complicates etiological research. The approach or combination of approaches
optimal for one individual is not necessarily optimal for the next. Third,
individual circumstances may mediate the effectiveness of any particular
approach. This is especially true for psychosocial approaches that emphasize
adaptation to certain environments, as opposed to adaptability to environments
in general. For example, family-focused interventions are more important for
patients who have regular contact with their families, and less important for
those who do not. Fourth, treatment
trials often combine a number of specific modalities in a single experimental
condition. This reflects the
multi-modal nature of rehabilitation, and it permits conclusions about overall
efficacy, but it does not permit conclusions about the unique contributions of
specific modalities.
The complexity and heterogeneity of the schizophrenic
syndrome produces a multiplicity of treatment and rehabilitation goals, and
this affects outcome research.
Different but equally important outcomes include reduction of psychotic
symptoms, reduction of other problem behaviors, normalization of affective
experience and self-esteem, and improvement of skill performance in many
domains of personal and social functioning.
Progress on any one of can be quite independent of progress on the
others. Different modalities usually
target different goals, so experimental comparison of modalities often has
limited value. For example, there is
little value in showing that a modality designed to improve social skills does
so better than a modality designed to improve housekeeping skills. As a result, comparative outcome studies,
pitting two contending interventions against each other, are less often of
interest in rehabilitation than in other areas. Additive outcome trial
designs are more useful, evaluating the unique contribution of a particular
modality to some outcome, when used in conjunction with other modalities (see
Spaulding, 1992). For example, social
skills training would be added to a larger regimen of rehabilitation services
to determine whether it uniquely enhances improvement on a measure of social competence. The rehabilitation services are a standard
regimen, provided to all subjects, not a separate condition in the study
design. In an additive design, control
conditions are used to control for placebo and related artifacts, not to
determine the differential efficacy of the conditions.
It is important to understand that there has been
much simplistic and unhelpful debate about the efficacy of treatments for
schizophrenia over the entire 20th century. Much of this is attributable to unreflective
acceptance of a simplistic view of schizophrenia as a unitary, homogeneous
disorder. Similarly, parochial
attitudes about science have polarized the mental health community. In the 1960s, even as psychoanalysis was losing
credibility as the principle paradigm of psychopathology and mental health, the
insights of social critics such as Erving Goffman (1961) and the experimental
work of social psychologists such as the Braginskys (Braginsky, Braginsky &
Ring, 1969), elucidated the pathogenic role of mental hospitals and other
social institutions, especially for severe mental illness. Previous views of schizophrenia as a
biological disorder yielded to the view that it is a psychosocial
phenomenon. Within ten years, with the
advent of antipsychotic drugs, opinion swung to the other pole, and views of
schizophrenia again became dominated by naive biological reductionism. Psychosocial treatment was viewed by some as
a form of welfare (e.g., Klein, 1980).
As the limitations of pharmacological treatment became evident in the
late 1970s, there was renewed interest in psychosocial treatment.
Throughout these vacillations, research on both
pharmacological and psychosocial treatment followed a progression that should
be quite familiar to psychologists. As
with the history of psychotherapy research, treatment benefits tend to appear
first as nonspecific; i.e., people in
general benefit from treatment in general.
As research progresses, the active components of treatment and their
relationships to specific recipient characteristics are gradually identified. It was evident early on that in general any
antipsychotic medication tends to be more beneficial than none, and any
psychosocial service tends to be more beneficial than the neglect and squalor
to which people with severe mental illness have been subjected
historically. Today science has
reached an intermediate stage of progress in schizophrenia treatment
research. The mechanisms and active
components of nonspecific treatment effects are just now being identified. No treatment should be devalued simply
because its effects are nonspecific, but ultimately the best outcome is
achieved with a full understanding of specific and nonspecific treatment
effects.
Professional practice guides to treatment of
schizophrenia are increasingly available (see Smith and Docherty, 1998). The Guidelines
for Treatment of Schizophrenia prepared by the American Psychiatric
Association (1997) are intended to provide practical advice for the prescribing
physician, including dosing strategies, management of co-morbid conditions and
side effects. These guidelines also
list the panoply of psychosocial approaches of known effectiveness, but do not
describe or give much further information.
The Expert Consensus Guideline Series Treatment of Schizophrenia 1999
(McEvoy, Scheifler & Frances, 1999), an update of an earlier set (Frances,
Docherty & Kahn, 1996), include detailed protocols for selecting
pharmacological and psychosocial treatments and related services. Schizophrenia Treatment Outcomes Research
(Lehman, Thompson, Dixon & Scott, 1995) is a thorough review of the
efficacy and effectiveness of treatments for schizophrenia. Finally, a special issue of Journal of
Consulting and Clinical Psychology, edited by Kendall (1998), is devoted to
empirically supported psychological therapies and includes material relevant to
the treatment of schizophrenia. Mental health professionals whose practice
includes people with schizophrenia should be familiar will all four of these
sources.
Despite the existence of guidelines and a robust
outcome literature, a cardinal rule in treatment of schizophrenia is to
emphasize tailoring of treatment to the individual recipient. Functional
assessment and a hypothetico-deductive approach to evaluating treatment
response for the individual case are
the main tools in the tailoring process. This is a maxim familiar to
psychologists in assessment and treatment of all behavior problems, but the
complexity and heterogeneity of schizophrenia make it particularly applicable
to psychiatric rehabilitation.
An integration of the various guidelines, reviews,
meta-analyses and outcome studies in the professional and scientific literature
yields the following list of specific modalities of known effectiveness that
should be considered essential elements of the service repertoire for people
with schizophrenia. Although not all these modalities may be needed for all
people with schizophrenia, a service system which serves all people with
disabling psychiatric disorders should be expected to have the capability of
providing any or all when needed.
1. Enlightened Psychopharmacology
There is some recognition in the psychiatric
literature that the complexity of schizophrenia and the unpredictability of its
response to treatment demand a somewhat unconventional approach to pharmacotherapy
(Falloon & Liberman, 1983. Liberman, Falloon & Wallace, 1984; Liberman,
Corrigan & Schade, 1989). There are two key principles: (1) although
anti-psychotic drugs are a sine qua non
in treating schizophrenia, they are almost never sufficient by themselves, and
so special attention must be given to coordinating pharmacological and
psychosocial treatment, and (2) nothing can be taken for granted about the
effectiveness of any particular drug intervention, and so each intervention
must be systematically, comprehensively and objectively evaluated, in a
hypothetico-deductive, trial-and-test approach to treatment.
2. Rehabilitation Counseling
Rehabilitation counseling, primarily associated with
the work of William Anthony and his colleagues (Anthony, Cohen & Farkas,
1990) represents a fusion of key concepts and principles from traditional
physical rehabilitation and traditional client-centered psychotherapy. Rehabilitation counseling typically involves
a periodic meeting of the client and at least one other member of the treatment
and rehabilitation team. Both directive
and nondirective psychotherapy techniques are employed to identify the problems
that require treatment and rehabilitation, the client's desires and concerns,
and resources to be applied. The
initial objective is to reach consensus about the client's needs and what the
team can do about them. A subsequent
objective is to construct an individualized treatment and rehabilitation plan
that integrates the team's goals (remember that the client is a member of the
team) and objectives with specific interventions and other services. All the pharmacological and psychosocial
modalities to be employed in the client's treatment and rehabilitation are
included on this plan, and it thus takes on a key role in consolidating each
team member's understanding of the purpose and importance of each modality and
service. This is seen as crucial to
maximally engaging the client in rehabilitation and ensuring high fidelity
implementation of the treatment plan.
As the treatment plan is implemented, the focus of counseling turns to
appraisal and evaluation of progress, with the ongoing objective of reinforcing
the client's experience of success and self-efficacy. Counseling continues until the treatment plan goals have been met
and recovery is as complete as possible.
There have been no controlled experimental analyses
of the unique contribution of rehabilitation counseling to outcome. It plays such a central role that
comprehensive psychiatric rehabilitation would be difficult to provide, if not
impossible, without it.
3. Social Skills Training
This modality is familiar to behaviorally oriented
psychologists, having been widely applied to a diversity of recipient
populations. There are highly developed and manualized versions designed
specifically for recipients with severe and persistent schizophrenia. The most
widely researched and used are disseminated by Robert Liberman and his
colleagues at the UCLA Center for Research on Treatment and Rehabilitation of Psychosis,
along with related therapist training materials.[2] Original research studies and a
meta-analysis of 27 controlled trials (Benton & Schroeder, 1998) are
consistent in showing that formal social skills training improves personal and
social functioning and reduces hospital recidivism in participants with
schizophrenia.
Social
skills training of the type known to be effective for schizophrenia is an
energetic, highly structured, highly interactive modality. It involves almost continuous use of role
playing exercises, with all group members serving as observers and assistants
when not actually role-playing. It is
necessary for the therapist to engage the trainees and achieve their active
participation throughout treatment.
Unfortunately, "social skills" groups in mental health
settings are often quite a bit less than this.
The availability of therapist training materials and related resources
make it possible for most mental health settings to be able to provide high
quality services, but only if the training is actually done and high fidelity
to training precepts is assured by quality assurance mechanisms.
4. Independent Living Skills Training
This modality is also familiar to behaviorally
oriented psychologists. People with schizophrenia and related disorders often
lose or fail to develop skills associated with routine daily living, such as
keeping a daily schedule, housekeeping, cooking, management of personal funds,
and using public resources. Acquisition
of these skills contributes importantly to the ability to live safely and
comfortably outside institutions.
Trainees receive classroom instruction and in vivo
coaching to establish the knowledge base and performance ability necessary to
use specific skills. The required
therapist skills are often in the professional training of psychiatric nurses,
occupational therapists and other mental health professionals besides
psychologists.
5. Occupational Skills Training
Occupational functioning incorporates both "work
and play." In the "work"
domain, occupational skills are generally understood to be those that are
important for any work-related activity, e.g., punctuality, proper workplace
grooming, staying on task, following instructions, managing relationships with
coworkers and supervisors. These should
not be confused with vocational skills, which are more specific to particular
kinds of work. Leisure and recreational
skills, including identifying interests and planning activities, are as
important to stable functioning and a decent quality of life as work
skills. Occupational skills training
should not be confused with occupational therapy, a specific modality provided by certified occupational or
recreational therapists
6. Disorder Management Training
This modality has gradually differentiated itself
from related social and living skills approaches, reflecting a growing
recognition that specialized skills are needed to manage psychiatric disorders,
comparable to skills needed to manage severe and persistent physical conditions
such as diabetes. Students learn about
the episodic and persistent symptoms of their disorder, the relationship
between these symptoms and functional impairments, pharmacological and other
techniques (e.g., relaxation and stress management) for controlling the symptoms,
drug side effects, identification of warning signs of an impending relapse, and
various other aspects of their disorder and its management. Behavioral skills indirectly relevant to
disorder management are included, for example, the assertive skills necessary
for dealing with the doctor and the doctor's receptionist in getting an
appointment for a medication review.
Skill training packages have been developed by the
UCLA dissemination center, including materials for training therapists. The
UCLA medication management and symptom management modalities have proven
effective in enhancing medication adherence and preventing relapse (Eckman,
Liberman, Phipps and Blair, 1990).
Recently, disorder management training for
schizophrenia has begun to benefit from relapse prevention and related
techniques (e.g., Bradshaw, 1996; Birchwood, 1995; Kavanagh, 1992; O'Connor,
1991). Well known for application in
substance abuse, many of the techniques of relapse prevention are well suited
to the episodic nature of schizophrenia and the important role of the
identified patient in managing those episodes.
The original application of relapse prevention is also of interest, as
people with schizophrenia often have substance abuse problems as well. So far there have been no controlled trials
of the unique contribution of relapse prevention techniques to disorder
management in schizophrenia
7. Family Psychoeducation
A broad spectrum of family processes and therapies
have long been of interest in schizophrenia research. In the 1950s many believed that families, and parents in
particular, have a causal role in the etiology of the disorder. This view was never empirically supported
and today is largely discredited.
Nevertheless, family members often experience guilt and/or distress in
this regard. Furthermore, they are
usually overwhelmed by the burden of living with and trying to help a person
with a serious mental illness. Clinicians should always be vigilant for these
problems and intervene with corrective
information when indicated (Johnson, 1995).
In controlled outcome trials, family services that
include psychoeducation, coping skills and problem-solving training, behavioral
management and social support have been found to reduce relapse and recidivism
rates (e.g., Leff, Kuipers, Berkowitz & Sturgeon, 1985; Falloon, McGill,
Boyd & Pederson, 1987; Hogarty, et al., 1991; reviewed by Lam, 1991).
A variant of this approach to family services uses
multi-family psychoeducational groups to build supportive social networks and
to teach coping and problem-solving skills (McFarlane & Cunningham,
1996). In controlled comparative
studies the multi-family format has been superior to a single-family format in
reducing relapse (McFarlane et al., 1995; McFarlane, Link, Dushay, Marchal
& Crilly, 1995).
Controlled
trials of briefer family education and support modalities, ranging from one to
eight sessions, have been found to increase family members' sense of support
from the treatment team, increase their knowledge about schizophrenia and its
treatment and rehabilitation, improve their self-reported coping, reduce
distress and self-blame, and increase satisfaction with services (Abramowitz
& Coursey, 1989; Posner, Wilson, Kral, Lander, & McIlraith, 1992).
However, the briefer modalities have not been shown to reduce relapse or
hospital recidivism.
Mueser and
Gingrich (1995) provided a book that serves as a manual for family members
undergoing psychoeducation. In addition
to didactically presented information, it included "workbook" materials
for learning and practicing behavioral analysis and problem-solving, making it
ideally suited as a resource for education and support groups. Similar, more
comprehensive, materials are available
for professionals (Mueser & Glynn, 2000).
8. Contingency Management
Contingency management is a genre of techniques that
evolved from learning and social-learning theories in the 1960s They are
especially important in psychiatric inpatient settings (see Corrigan &
Liberman, 1994). Nevertheless, contingency management is one of the most
underutilized technologies in adult mental health services. Implementation is
complicated by the need for administrative mechanisms to review and approve
individual treatment plans, because of the potentially restrictive nature of
the approach and the fact that it is often used to address problems with people
who are involuntary patients.
The earliest applications of contingency management
for schizophrenia, in the form of token economies in psychiatric hospitals,
provided strong empirical evidence of effectiveness in promoting adaptive
behavior (Ayllon & Azrin, 1968). An
accumulation of case studies and institutional experience continues to support
its effectiveness in suppressing inappropriate behavior (including
"symptoms"), increasing adaptive behavior and increasing
participation in treatment and rehabilitation (e.g., Wong, Massel, Mosk &
Liberman, 1986; Paul & Menditto, 1992).
There are no controlled trials that specifically demonstrate the unique
contribution of contingency management, within a broader social-learning based
rehabilitation program, to outcome. In addition to general effects on
maladaptive and adaptive behavior, when combined with other social-learning
modalities, contingency management has been shown to be effective with two of
the most troublesome and drug-resistant problems encountered in inpatient
settings, aggression (Beck, Menditto, Baldwin, Angelone & Maddox, 1991) and
polydipsia (Baldwin, Beck, Menditto, Arms & Cormier, 1992).
A contingency management program or contract can be a
vehicle for operationalizing and implementing the resolutions that derive from
the new approach of therapeutic jurisprudence (Elbogin & Tomkins, in
press). So far there have been no controlled
outcome trials of this approach to contingency management. However, the approach should be expected to
get considerable attention in the near future, as issues of voluntary and
involuntary treatment are increasingly discussed and debated in national mental
health forums.
9. Cognitive-Behavioral Therapy (CBT)
Some patients who take anti-psychotic medications
still have troublesome symptoms such as hallucinations or delusions. A
controlled trial (Drury, Birchwood,
Cochrane & MacMillan, 1996) has shown that people with acute psychosis in
acute inpatient settings, receiving standard pharmacological and psychosocial
treatment, experienced a faster and more complete remission if they received a
specialized version of CBT in addition to pharmacotherapy. Similar results were
obtained by Sensky et al., (2000), Kuipers et al. (1997), Tarrier et al. (1998)
and by Buchremer, Klingberg, Holle, Schulze and Hornung (1997) with patients
who had been ill for a longer time. In
these studies CBT has also been shown efficacious in the residual phase of
schizophrenia for improving psychophysiological self-regulation and
stress-tolerance, reducing drug-resistant symptoms (positive and negative),
improving problem solving skills, increasing medication adherence and reducing
relapse. Wykes, Parr and Landau (1999)
obtained positive results with a group form of CBT. In addition, Lecompte and
Pelc (1996) found CBT effective in enlisting patients into the treatment
process and improving medication adherence.
Hogarty's Personal Therapy (Hogarty et al., 1997a,
1997b) includes CBT elements, but focuses on helping the patient identify and
manage affective dysregulation. For patients who had supportive living
arrangements Personal Therapy reduced relapse, eased symptoms and improved
social adjustment.
10. Neurocognitive treatment and environmental
engineering
Pharmacotherapy can reduce the cognitive
disorganization of acute psychosis, but stabilized and optimally medicated
individuals often have significant residual neuropsychological impairment. As previously mentioned, such impairment is
a strong limiting factor in rehabilitation success. There is mounting evidence
that some neurocognitive impairments in schizophrenia can be reduced by
specialized therapy techniques which apply principles of experimental
psychopathology, neuropsychology and CBT (Brenner, 1987; Spaulding, et al 1986;
Flesher, 1990).
Two large scale controlled trials have established
that such techniques contribute uniquely to overall rehabilitation outcome
(Spaulding, Reed, Sullivan, Richardson & Weiler, 1999) ;Hogarty &
Flesher, 1999) In both studies, the subjects were clinically stable and
optimally medicated with antipsychotics.
Both studies showed the neurocognitive modalities made unique
contributions to functional improvement, in the context of comprehensive
rehabilitation.A third controlled trial of neurocognitive treatment (Wykes,
Reeder, Corner, Williams & Everitt, 1999) showed improvements in cognitive
flexibility and memory. This study
found that subjects who received the neurocognitive treatment showed
differential improvement in self-esteem, suggesting it has subjective as well
as objective benefits.
A similar approach, but based on operant learning
principles, has proven effective in helping people with severe impairments
achieve a level of functioning which allows them to participate in conventional
skill training (Menditto, Baldwin, O'Neal & Beck, 1991). In this approach, individuals are
systematically reinforced with tokens as they successively approximate motor
behaviors prerequisite to group participation, such as appropriate motor
orientation, disregard of ambient distraction, and performance of elemental
group-related tasks.
11. Acute Treatment, Crisis Intervention and Related Milieu-Based
Services
There is general agreement that the availability of
acute inpatient and/or crisis/respite services is a necessary component of a
mental health service system for people with schizophrenia. However, there is some room for debate about
the precise nature of crisis intervention services.
One view that has been dominant since the 1960s is
that crises in schizophrenia are predominantly the result of psychotic relapse,
and the best setting in which to evaluate and treat psychotic relapse is in an
inpatient psychiatric unit.
Psychiatric inpatient units do provide necessary safety and medical
care, but they are not always necessarily the most cost-effective
alternative. Crises in schizophrenia
may be driven by a host of factors other than psychotic relapse, and in such
cases addressing those factors in a timely way may be more important than
removing the person to a protected environment and administering drugs. As a result, alternative crisis services and
24-hour respite facilities are increasingly included in mental health
systems. Often, these are incorporated
in a comprehensive case management system.
Another predominant view has been that however useful
psychosocial treatment may be in the residual phase, pharmacotherapy is the
sole treatment of choice for acute psychosis.
This presumption is challenged by a twelve year study of drug-free
treatment, the Soteria Project (Mosher, 1999).
In a series of controlled studies, the drug-free condition proved
comparable to conventional hospital-and-medication treatment, for a large
majority of recipients. The drug-free
treatment was considerably less expensive.
Interestingly, the interpersonal therapeutic community model of the
Soteria Project is similar to one of the psychosocial treatment conditions
previously validated by Paul & Lentz (1977). Although the social-learning
condition produced the best outcome in the Paul & Lentz (1977) trial, the
therapeutic community condition was superior to conventional "medical
model" treatment, and both social-learning and therapeutic community treatments
produced dramatic reductions in use of antipsychotic drugs. Strauss and Carpenter (1977) also report
successful treatment of acute schizophrenia without drugs.
Despite
these findings, drug-free treatment of schizophrenia, especially in the acute
phase, remains outside generally accepted standards of practice. While caution
about drug-free treatment is clearly indicated, the available data exacerbate
suspicions that treatment of schizophrenia has become overly dependent on
psychopharmacology, even in the acute
phase.
12. Case Management
The diversity and complexity of the rehabilitation
technology requires systematic coordination for cost-effective delivery.
Multidisciplinary treatment teams operating within a case management model are
typically used for this purpose (Holloway, Oliver, Collins & Carson, 1995;
Mueser, Bond, Drake & Resnick, 1998).
Case management is closely associated with Programs
for Assertive Community Treatment (PACT, also known as ACT). PACT is a comprehensive approach to services
for people with severe and disabling psychiatric disorders. In addition to case management, PACT
programs include conventional psychiatric services and varying amounts of
rehabilitative services, delivered in an outreach mode that takes the services
to the recipient when necessary. PACT
has been manualized (Allness & Knoedler, 1998), to the degree that most
relevant therapist skills, including case management, can be acquired by
following the manual under experienced supervision. There has been much research on the efficacy and
cost-effectiveness of PACT programs, but the results have been inconsistent
(reviewed by Mueser, Bond, Drake & Resnick, 1998; and Latimer, 1999). PACT programs that include more living
skills training and higher staff-client ratios appear to be more effective.
Similarly, the transition from institution to community is enhanced by
inclusion of focused skill training with case management (MacKain, Smith,
Wallace & Kopelowicz, 1998),
The Role of
Pharmacotherapy in the Treatment and Rehabilitation of People with
Schizophrenia
The pharmacological agents most primarily associated
with treatment of schizophrenia are grouped in a large and heterogeneous
family, the antipsychotics. Recently,
this family has been subdivided into the typicals, or neuroleptics, and the
atypicals (see Table 1). The
neuroleptics are so named because they all produce side effects suggestive of
neurotoxicity. Until the late 1980's there was only one known antipsychotic
which was not a neuroleptic, clozapine. In early trials, clozapine was observed
to cause a potentially lethal side effect, agranulocytosis, a suppression of
white blood cell (WBC) production, in an unacceptably high proportion of
individuals. For that reason, clozapine was not approved for use in the U.S. until
1990. However, clinical use in Europe increasingly suggested that clozapine has
important advantages over neuroleptics, and it was eventually made available in
the U.S., under a strict regimen of continuous monitoring. Shortly thereafter, additional atypical
antipsychotics began to appear, and they continue to proliferate. They have
little in common, except that whereas the neuroleptics all appear to work
through strong blockade effects on the D2 receptor of the
neurotransmitter dopamine, the new ones affect other neurotransmitter systems
and some show little or no D2 blockade (See Table 2). This inspired the categorical distinction
between the "typical" neuroleptic D2 blockers, and the
atypicals. Today the development and
marketing of ever safer and more effective atypical anti-psychotic agents has
become a major activity in the pharmaceutical industry.
[Tables 1&2 about here]
Changing Views of Schizophrenia and Anti-psychotic Agents
In the years following the introduction of the first
anti-psychotic drugs (the mid-1950's), their most clinically salient effect was
suppression of the symptoms of acute psychosis, including delusions,
hallucinations, thought disorder, agitation and gross disorganization (Davis
& Casper, 1977). The last several years of research on the outcome of
pharmacotherapy for schizophrenia have seen an emphasis on those domains of
functioning where the neuroleptics fall short, most particularly, negative
symptoms, deficit states and cognitive and neuropsychological impairments. In addition,
there has been much study of response to atypicals by people who are known to
be unresponsive to typicals. As of this
writing, most of the published studies contrast clozapine (Clozaril), the first
widely available atypical, with haloperidol (Haldol), a first-generation
typical. There is a considerable amount
of information on risperidone (Risperidal), the second widely available
atypical, and on olanzapine (Zyprexa).
Data on the remaining approved atypicals, quetiapine (Seroquel) and ziprasidone (Zeldox) are just beginning
to appear.
There is broad agreement that about half of the
people diagnosed with schizophrenia who are unresponsive to typicals show a
fair to good response to clozapine, and that clozapine produces substantially
fewer side effects at standard therapeutic dose levels (Lieberman, Safferman,
Pollack, Szymanski, Johns, Howard, Kronig, Bookstein & Kane, 1994; Meltzer,
1995; Buchanan, 1995; Skelton, Pepe & Pineo, 1995;). There is controversy as to whether clozapine
has differentially greater effects on negative symptoms (Meltzer, 1992; Breier,
Buchanan, Kirkpatrick, Davis et al, 1994; Miller, Perry, Cadoret &
Andreasen, 1994; Carpenter, Conley, Buchanan, Breier et al, 1995; Kane, 1996;
Rosenheck, Dunn, Peszke, Cramer, Xu, Thomas & Charney, 1999). The problem appears to be that
"negative symptoms" represent a heterogeneous category of clinical
expressions, probably linked to different neurophysiological and developmental
mechanisms. Some may be primary,
directly linked to the etiology of the disorder, while others are secondary,
arising from incidental factors such as drug side effects or individuals'
responses to the primary expressions.
For example, some of the differential effectiveness of atypicals for
negative symptoms (lack of motivation or feeling) may be attributable to their
lower levels of extrapyramidal side effects (Kane et al., 1994). There is some evidence that secondary
negative symptoms show more differential response than primary negative
symptoms (Buchanan, 1995).
Both clozapine and risperidone are superior to
typicals in reducing the degree of neurocognitive impairment that remains in
the severe and persistent, residual phase of the disorder, after the recipient
has been determined to be medicated optimally (Meltzer & McGurk, 1999,
Kern, Green, Marshal, Wirshing, Wirshing, McGurk, Marder & Mintz, 1999;
Keefe, Silva, Perkins & Liebermann, 1999).
There is some preliminary evidence that olanzapine also improves cognitive
functioning (Meltzer & McGurk, 1999).
However, no atypical returns cognition to premorbid or normal levels,
and the impact of the atypicals' superior cognitive effects on overall outcome
is not established clearly.
It is not obvious why atypicals benefit
neurocognition. One possibility is that
they are simply more effective at resolving acute psychosis and the severe
cognitive impairments attendant to that condition. Another possibility is that typical antipsychotics have
detrimental effects on cognition during the residual phase, while atypicals lack
these effects. Residual phase
impairments could be partly caused by the typicals' anticholinergic
(interference with the action of acetylcholine in the brain) properties, as is
suspected for some negative symptoms (it is noteworthy in this regard that, as
discussed above, neurocognitive impairments are associated with negative
symptoms). A third possibility is that
in addition to their antipsychotic action, atypicals affect other neurochemical
systems that produce cognitive impairments in the residual phase of the
disorder. In this regard, candidate
mechanisms include selective acetylcholine agonism, down-regulation of
5-hydroxytryptamine type 2a (5HT2a) receptors, and enhanced glycine
modulation of the N-methyl-D-aspartate (NMDA) receptor, a component of the
glutamate transmitter system (Meltzer & McGurk, 1999; Goff & Evins,
1998; Goff, Henderson, Evins & Amico, 1999). It is entirely possible that different atypicals affect
neurocognition in different ways.
Clozapine appears to moderate some dimensions of
affective dysregulation, in the domains of hostility and irritability
(Buchanan, 1995). This may prove an important advantage for managing
aggression, mania and depression when they co-occur with the more pathognomic
characteristics of schizophrenia.
Clozapine has been found to reduce aggression in particularly violent
and treatment-resistant individuals (Menditto et al., 1996). Risperidone was found to be no more effective
than typicals (Beck, Greenfield, Gotham, Menditto, Stuve & Hemme, 1997) in
this regard.
The atypicals are considerably more expensive than
the typicals. However,
cost-effectiveness analyses indicate that the greater cost is more than offset
by the reduced costs consequent to atypicals' greater clinical efficacy
(Davies, Adena, Keks, Catts, Lanber & Schweitzer, 1998; Rivicki, 1999).
Strategies for Optimal Use of Antipsychotics
As awareness of the phasic nature of schizophrenia
has increased, tactical principles for use of antipsychotics have evolved. For
example, it was recognized early in the history of antipsychotic
pharmacotherapy that dosages can be reduced to maintenance levels after
resolution of the acute episode. Lower
doses incur fewer side effects, thus enhancing regimen adherence. Lower doses are also thought to incur less
risk for tardive dyskinesia. ,However,
titration to the lowest necessary dose is not without risks. Ironically, the
development of high-intensity rehabilitation programs may increase stress
levels, necessitating a higher dose than would otherwise be necessary, at least
temporarily. Since rehabilitation tends
to increase in intensity as acute psychosis is resolved, premature titration
could promote relapse (Schooler & Spohn, 1982).
Systematic protocols for optimizing maintenance have
been developed, and are part of the aforementioned practice guidelines.
However, there is very little in any of those guidelines concerning integrating
pharmacological and psychosocial treatment in the context of comprehensive
psychiatric rehabilitation. This
appears to be an important issue for current research. Collaboration between
pharmacotherapists, neuropsychologists, behavior analysts and rehabilitation
therapists appears to be a key part of the solution.
The issue of polypharmacy (a regimen of more than one
antipsychotic) has been hotly debated. For a long time, experimental studies
showed no differences between specific typicals, other than differences in
potency (dosage required for an antipsychotic effect). Nevertheless, clinicians
were compelled by their experience to suspect that in some individuals
combinations of antipsychotics can achieve better results than any single
antipsychotic. As neuropharmacological knowledge and technology progressed, it
became apparent that in fact each antipsychotic, typical and atypical, has a
unique profile of histochemical activity. This converged with a growing
realization that the D2 receptor, and dopamine activity in general,
is probably just one component of a complex biochemical system involved with
psychosis (Weinberger, 1994; Weinberger & Lipska, 1995). As a result, pronouncements about
polypharmacy have grown more circumspect (e.g., see Goff & Evins, 1998). In
the end, these developments converge on the general principle that
pharmacotherapy of schizophrenia should be driven by systematic trials,
evaluated with cognitive and behavioral data, whether the intervention is a
single drug or a combination.
The question of when to stop a medication trial can
be as important as the choice of agent.
Too often, regimens are continued long after they have demonstrated
ineffectiveness. This is often because
the targets for treatment are vaguely or incompletely specified. In the risk
management decisions involved in controlling potentially dangerous behavior,
discontinuing an agent intended to prevent harmful consequences is difficult to
justify without clear and quantitative clinical data. The result is sometimes
an accumulation of improbably complex regimens which don't contribute to
stability or rehabilitation progress. This can be prevented by identifying
targets precisely and inclusively before a medication trial begins, collecting
reliable measurements over the course of the trial, and systematically
analyzing the data before making the next treatment decisions.
For example, if a pharmacological intervention is
chosen to eliminate assaultive behavior in a person with severe and persistent
psychosis, the intervention should be preceded by a thorough functional
behavioral analysis (FBA) of the assaultive behavior. The FBA should precisely and reliably identify the target
behavior. It should reveal no
antecedents or consequences associated with the behavior which could be easily
controlled (control of such stimuli would be a compelling first choice
treatment option). If the selection of
the pharmacological option is based on hypothesized relations between the
target behavior and other typical targets for antipsychotic medication (e.g.,
the assaults are hypothesized to be associated with paranoid hallucinations
and/or delusions) then that hypothesis should be supported, or at least not
disconfirmed, by FBA data. No other
interventions potentially affecting assaultive behavior should be introduced
during the period required to exert an effect. Restraint and seclusion are not
typically expected to reduce assaultive behavior over time, but a properly
executed Time Out from Reinforcement program may have such an effect, while
also managing the risk of injury. For
this reason, such behavioral interventions should often be tested for effectiveness
before a pharmacological option is exercised.
If after 6 weeks the continuing FBA shows no decrease
in assaultive behavior, the intervention should be stopped, the FBA data
reanalyzed, and new hypotheses and interventions entertained. If the FBA data shows some, but not
sufficient, effect, further decisions must be made to try a different
pharmacological intervention, continue the present medication but add
additional interventions (e.g., a contingency management program selectively
reinforcing assault-free periods), or abandon the pharmacological option
altogether. In any case, the FBA must
be continued until effective controlling factors are identified,
pharmacological or otherwise
An absolute minimum time frame for determining
antipsychotic pharmacotherapy to be ineffective is about two weeks. Full
evaluation of antipsychotic effects on personal and social functioning may
require more than a year, especially for the atypicals.
Considerations in the choice of an anti-psychotic agent
Ultimately, the best choice of anti-psychotic agent
must be determined empirically for each individual. Little is currently known about factors that may facilitate the
choice of a candidate before the empirical trial. The choice of drug is
influenced by side effects considerations and circumstantial factors, as much
as by anti-psychotic efficacy. Generally, the lower-potency antipsychotics have
more sedating action, so these get earlier consideration when agitation is part
of the clinical picture. Sedation is
often aversive, especially to individuals who do not need it, so the
higher-potency antipsychotics are preferred when sedation is not needed. However, the higher-potency antipsychotics
are more likely to produce extrapyramidal side effects (the high-potency atypicals
are an exception to this). Two agents,
haloperidol (Haldol) and fluphenazine (Prolixin), are available in an
injectable slow-release medium, which eliminates the need for daily dosing (see
Glazer & Kane, 1992). This is
advantageous when psychoeducation and skill training are insufficient to
establish adherence to a regimen (or until those modalities have time to work).
Also, new understanding about subtypes of
schizophrenia may influence medication choices. For example, it may be that the hypothesized neurodevelopmental
subtype of schizophrenia (Knoll et al.,
1999) responds best to atypicals because the multiple actions of the atypicals
address the pervasive dysregulation of brain systems that inspired the neurodevelopmental
model. In other subtypes, symptoms and other impairments may be more focally
influenced by dopamine systems, and consequently more responsive to specific
dopamine blockade.
As the atypicals have proliferated, there has been
increasing discussion of whether there is now an antipsychotic drug of first
recourse. Clozapine would not be a
candidate, despite its superior antipsychotic properties, because of the
problems associated with agranulocytosis (discussed below). Based on lower risk of side effects and
greater antipsychotic efficacy, any of the three recently introduced atypicals,
olanzapine, quetiapine and risperidone, should be given priority over any
typical. Within the next few years, one
atypical may emerge as the first choice, or perhaps more than one, for
different subtypes or clinical pictures.
Of course, even after a first recourse agent is identified on safety and
efficacy grounds, cost and other factors could further influence its use.
Adjunctive Pharmacotherapy and Related Issues
a. Managing antipsychotic side effects
Antipsychotic drugs produce problematic side effects
in many individuals (See Table 3). A major category of side effects results
from neurotransmitter dysregulation of the extrapyramidal motor system. It is
thought that these side effects are the result of an imbalance of dopaminergic
and acetylcholinergic activity in subcortical motor control systems, brought
about by the selective blockade of dopamine. Simultaneous blockade of
acetylcholine can relieve these symptoms in most cases. The anticholinergic
agents trihexyphenidyl (Artane) and benztropine (Cogentin) are most commonly
used for this purpose.
[Table 3 about here]
A subcategory of side effects are Parkinsonian, so
named because they mimic the symptoms of Parkinson's disease. These include suppression of facial motility
(fixed facies), disruption of
postural reflexes resulting in a shuffling gait and loss of balance, tremor and
muscle stiffness.
Other extrapyramidal side effects of neuroleptics
include torticollis and oculogyrus,
spasm-like contractions of the neck- and eye-muscles respectively. These can be
particularly frightening, but are readily observable and usually respond
quickly to anticholinergic treatment or change of anti-psychotic. A related
side effect is akathisia. Unlike the motor side effects, akathisia is primarily
a subjective experience of agitation and restlessness, sometimes observable as
motor restlessness or persistent irritability.
It is often difficult to detect, partly because it is primarily
subjective (and people with schizophrenia may have particular difficulty in
reporting a purely subjective experience), and partly because it tends to
appear several days to 2 weeks after initiating neuroleptics, after clinical vigilance for side effects has
dissipated. Akathisia is extremely aversive, and thought to be a major cause of
medication nonadherence. It can usually be controlled adequately with
anticholinergics. Its incidence with
atypicals appears to be low, but this is not a reason for relaxing vigilance.
There is substantial evidence that anticholinergic
agents can themselves produce cognitive impairments, especially in memory
(Blanchard & Neale, 1992). For this reason, it is considered desirable to
keep anticholinergic treatment to a minimum (and antipsychotics themselves have
anticholinergic properties, to varying degrees). An alternative to
anticholinergic treatment of side effects is the selective dopamine agonist
amantadine (Symmetril). Amantadine
increases dopamine activity in motor systems without necessarily affecting the
other dopamine systems, allowing effective control of Parkinsonian symptoms in
some individuals. However, it is considerably more costly than
anticholinergics, and in many individuals its dopamine agonism is not selective
enough to avoid exacerbation of psychotic symptoms. Most of the atypical antipsychotics produce fewer side effects,
requiring little or no adjunctive treatment
The D2 blocking properties of neuroleptics
cause an increase in blood prolactin levels, by way of a hypothalamic dopaminergic
pathway that normally inhibits lactation.
This sometimes produces gynecomastia (swelling of breast tissue,
predominantly in males) and galactorrhea (expression of breast milk,
predominantly in females). This is usually managed by switching to another
antipsychotic. The atypicals, with less
D2 blocking activity, are less likely to cause this problem (see
Drug and Therapy Perspectives, 1999).
Neuroleptic malignant syndrome (NMS) is a rare but
potentially lethal side effect involving the disruption of hypothalamic
mechanisms that regulate body temperature.
Symptoms include fever, diaphoresis, autonomic instability (fluctuations
in blood pressure and heart rate), elevated white blood cell count (WBC) and
compromised kidney function (indicated by elevated blood levels of serum
creatinine). There is some evidence
that as many as 12% of people on neuroleptics experience a mild, sub-clinical
form of this syndrome. The malignant
form is associated with high doses, high potency agents and intra-muscular administration. It usually appears within 2 weeks of
starting treatment, but it can appear at any time. It is managed by carefully observing recipients when they are
started on a new antipsychotic, and discontinuing it immediately if the
symptoms occur. Dopamine blockade is
thought to be a proximal cause of NMS, and dopamine agonists such as
bromocriptine are sometimes recommended for acute treatment. NMS is a medical emergency, and is generally
managed in intensive care settings.
Side effects that are encountered with both typicals
and atypicals, include significant weight gain and a lowered seizure threshold.
Management of these side effects must be based on case-by-case assessment of
the relative advantages of switching antipsychotic versus adjunctive treatment.
Weight gain is less likely when administering clozapine when quetiapine is also
taken (Reinstein, Sirotvskaya, Jones, Hohan & Chasanov, 1999).
Tardive dyskinesia (TD) is a serious, potentially
irreversible side effect of protracted use of antipsychotics. Its symptoms are
spasmodic contraction of muscle groups, mostly oral, facial and lingual muscles
in the early stages, and the entire torso in later stages. It can be reliably detected in its early
stages by physical examination.
Dangerously common for typicals, it is thought to be rare for atypicals,
and thought not to occur at all with clozapine. The American Psychiatric Association has acknowledged that TD is
an iatrogenic condition caused by antipsychotic drug treatment, and has
published a detailed protocol for early detection and response to tardive
dyskinesia (Tardive Dyskinesia Task Force, 1980). Management of TD may involve a difficult choice between control
of psychosis and TD symptoms, but early detection preserves some degrees of
freedom in the decision process. As with all such decisions, the involvement of
the identified patient and/or family is of paramount importance.
As previously mentioned, agranulocytosis is a
potentially lethal side effect, extremely rare but thought to be less rare for
clozapine, at 1-2% of the recipients of that drug (Krupp & Barnes, 1992).[3] This risk has been a major factor in
weighing the advantages of clozapine's superior antipsychotic capabilities and
lack of risk for TD. Use of clozapine requires strict adherence to a regimen of
white blood cell counts, weekly at first and biweekly after 6 months (80% of
cases occur within the first 18 weeks). A sudden drop in the white blood cell
counts demands immediate discontinuation of the drug.[4]
b. Adjunctive
treatment of affective and psychophysiological dysregulation
There is some evidence that agents normally used to
enhance affective regulation and control seizures, including clonazepam
(Klonopin), carbamazepine (Tegretol) and valproic acid (divalproex sodium, Depakote),
among others, can enhance the effects of antipsychotics (Meltzer, 1992; Schulz,
Kahn & Baker, 1990). It would be logical to expect that this enhancement is
best when the clinical picture includes affective dysregulation closely
associated with psychotic symptomatology, as in schizoaffective disorder and
borderline personality disorder co-occurring with schizophrenia. However, there
is insufficient experimental evidence to allow a confident conclusion about
this. For an individual case, there may be sufficient evidence to justify a
controlled clinical trial of an adjunctive affective regulation agent when
satisfactory symptom control and stabilization cannot be achieved with
antipsychotics alone. However, psychosocial interventions may also contribute
to affective stabilization, and this should be weighed against the
disadvantages of a more complex medication regimen. The implicit message to the
recipient often is that drugs are preferable to skills as a means of managing
one's emotional life. It is necessary to provide an educational intervention
that will counteract this message.
Extreme caution is indicated in using anticonvulsants
with antipsychotics. Carbamazapine and
possibly also clonazepam may suppress bone marrow function, exacerbating the potential
effects of neuroleptics and clozapine.
Lithium is sometimes used in conjunction with neuroleptics (the evidence
that lithium enhances antipsychotic effects on schizophrenic symptoms is weak,
but it may be used for co-occurring manic symptoms) and this may increase risk
for neuroleptic malignant syndrome.
c. Adjunctive treatment of negative and deficit
symptoms
Negative and deficit symptoms are still a persistent
problem in treatment and rehabilitation of schizophrenia, even though the
atypicals may be more effective in this regard. The discovery that D2
blockade is not the sole mechanism of the anti-psychotic effect, and the
realization that people with schizophrenia may also have other psychiatric
problems such as depression, has spurred exploration of alternative
pharmacological approaches.
Non-tricyclic antidepressants appear to have some
efficacy in reducing negative symptoms (Goff, Midha, Brotman, 1991; Silver & Nassar, 1992), not
surprisingly, considering the similarity between negative symptoms and
depressive symptoms. The efficacy of atypicals for negative symptoms is
probably related to their efficacy for neurocognitive impairments. Logically, the same might be expected of
antidepressants, but that has not been experimentally demonstrated. Research in
this domain has only just begun, and the next few years may see some
significant advances.
d. Treatment of depression co-occuring with
schizophrenia.
Depressive signs sometimes occur with schizophrenia
and can be effectively treated with antidepressant medications (Siris, 1994).
Cognitive-behavioral or interpersonal psychotherapy are logical alternatives,
but there has not been systematic study of this possibility. Considering
the greater safety of the non-tricyclic antidepressants and their efficacy for
reducing negative symptoms, they are probably the best first choice for
treating depression in schizophrenia pharmacologically. One of the newer atypical antipsychotics,
olanzapine, appears to be effective in treating depressive symptoms (Tollefson,
Sanger, Lu & Thieme, 1998).
e. Adjunctive treatment of anxiety and agitation
Anxiety often accompanies schizophrenic
symptomatology, and this causes an understandable desire among many clinicians
to treat the anxiety directly with pharmacotherapy. In addition, psychotic
relapses are usually preceded by increases in anxious and depressive symptoms,
before the appearance of acute schizophrenic symptoms (Jorgensen, 1998). Anxiolytics have been recommended as an
adjunct to antipsychotics for emergency treatment of extreme agitation in
schizophrenia, although the potential disinhibiting effects of anxiolytics
demands caution (Wolkowitz & Pickar, 1991; Corrigan, Yudofsky & Silver,
1993). The efficacy of chronic
anxiolytic treatment has never been supported. As with affective regulation,
the value of pharmacological treatment of problems which may be more
effectively addressed with psychosocial treatment, should be carefully weighed.
Coordinated Use of
Pharmacotherapy and Psychosocial Therapy in the Treatment and Rehabilitation of
People with Schizophrenia
All the foregoing considerations reduce to a fairly
straightforward algorithm for coordinating pharmacotherapy and psychosocial
treatment. While simple in concept, implementation is, of course, much more
complex.
The steps in the algorithm reflect a logical sequence
of assessments and decisions. Refinement and further specification of
algorithms such as this will be a primary focus in research and development of
rehabilitation technology in the coming years.
An algorithm for treatment and rehabilitation of
schizophrenia
Preliminary differential diagnosis: rule out
presence of other conditions as possible causes of psychotic behavior:
-- intoxication -- febrile delerium
-- acute neuropathy -- known chronic or progressive
neurological conditions
-- bipolar disorder -- psychotic depression
-- factitious report of symptoms --
malingering
-- transient
periods of psychotic-like behavior associated with extreme stress, anxiety,
depression or severe personality disorder
-- psychotic-like
behavior associated with cultural or sociological circumstances (e.g.
spiritual, religious or political beliefs, associated with identifiable groups
or ideologies, which appear bizarre to other groups).
Proceed with algorithm if, after ruling out or resolving these causes, a
clinical picture of "schizophrenia" or other severe, adult-onset
psychiatric condition persists, including continuous or episodic psychotic
symptoms when untreated, and significant compromise of personal and social
functioning (the functional deficits need not be attributable to the psychotic
symptoms).
1.
Begin functional
assessment and rehabilitation counseling to identify problems and treatment
goals.
2.
Does historical or current behavioral-observational data indicate
problems in adherence to treatment and rehabilitation regimens, and/or
inability to give informed consent to treatment?
If
yes, assess thoroughly and take
action as indicated to protect those at risk and engage treatment (these actions
must be continuously re-evaluated as recovery permits greater participation and
less restriction, and restores legal competence):
-- establish means of appropriate
substitute decision-making (e.g. appointment of guardian, civil commitment,
judicial supervision of treatment, etc.) when necessary;
-- provide environmental structure
sufficient to ensure safety at lowest possible level of restriction (e.g.
hospitalization, crisis respite, supervised residential services, etc.);
-- negotiate contingency management
programs sufficient to establish engagement in treatment and rehabilitation at
the lowest possible level of restriction.
3.
(Under most circumstances, this step is conducted simultaneously with
the previous step) Does history and presentation suggest the affected
individual is currently experiencing an acute psychotic episode?
If yes, take action to resolve acute episode:
-- provide crisis intervention as
circumstances demand;
-- begin clinical trial of antipsychotic
medication, beginning with first recourse selection; titrate dose upward or
select alternative as indicated by treatment response;
-- administer adjunctive medication to
control side effects as necessary;
-- provide psychosocial interventions to
enhance resolution of acute psychosis (e.g. specialized CBT) and suppress
dangerous or unacceptable behaviors (e.g. Time Out From Reinforcement
contingency management programs).
4.
(When the antipsychotic used in resolving acute psychosis is a
neuroleptic:) Is there evidence of residual negative symptoms, deficit states,
side effects, or psychophysiological or affective dysregulation, for which an
atypical antipsychotic would be more beneficial?
If
yes, begin controlled trial of an
atypical antipsychotic (under most circumstances, the switch should be gradual
and staggered).
Proceed
to next step when data indicates
acute episode is stabilized as much as possible, i.e. psychotic symptoms,
related behaviors and acute cognitive impairments are not expected to respond
to further adjustments in medication and/or more time in the therapeutic
milieu.
5.
Is there evidence of residual negative symptoms, deficit states, or
psychophysiological or affective dysregulation for which adjunctive
pharmacotherapy may be beneficial?
If
yes, begin controlled trial of
adjunctive pharmacotherapy targeting specific residual problems (e.g.
antidepressant medication if residual state is suspected to be
depression-related, anticonvulsant for agitation or aggression).
6.
Does assessment reveal residual neurocognitive impairments sufficient to
compromise personal or social functioning or response to rehabilitation?
If yes, provide neuropsychological intervention:
-- begin
trial of cognitive-rehabilitative intervention (e.g. IPT, CET);
--
provide supportive and prosthetic environmental conditions for residual
impairments that limit functioning and are not eliminated by treatment.
7.
Is there evidence of
residual symptoms, affective dysregulation or other persistent condition for
which psychosocial treatment may be effective?
If
yes, begin trial of psychosocial
treatment targeting specific problem (e.g. CBT for symptom control or
depression, relapse prevention for substance abuse).
8.
(This step is usually conducted simultaneously with the previous step:)
Does functional assessment reveal deficits in key skill areas needed to achieve
the affected individual's full potential, live in the least restrictive
possible environment and enjoy a satisfactory quality of life?
If yes, begin psychosocial rehabilitation targeting
specific skill deficits.
9.
Does progress in rehabilitation allow titration of antipsychotic dose to
maintenance level, discontinuation of adjunctive pharmacotherapy, reduction or
discontinuation of restrictive environmental supports or contingency management
programs?
If yes, adjust regimen accordingly.
10.
Is recovery proceeding
as expected, toward measurable goals identified by the entire treatment team
(including identified patient and relevant family)?
If
no, identify barriers to progress,
reformulate the treatment and rehabilitation plan, and recycle the entire
algorithm.
Conclusions: The Role of the Psychologist
in Treatment and Rehabilitation
The complexity and variety of the
assessment and treatment technologies needed for effective rehabilitation make
it clear why people with severe and disabling disorders usually receive
services from an interdisciplinary team.
Team members usually have overlapping, as well as unique, areas of
expertise and clinical skills.
Particular areas of expertise vary, even within disciplines, including
psychology. The role of a particular
psychologist may vary across different teams, complementing the other resources
among the team members. Nevertheless,
the background and perspective of psychologists usually gives them a unique and
especially useful role in identifying and resolving the key decisions to be
made in the course of providing services.
The algorithm for treatment and rehabilitation described in this chapter
identifies those key decisions.
Psychological assessment and functional behavioral analysis often emerge
as the technologies most important in informing the key decisions. Whatever
other resources the psychologist may bring; e.g. special knowledge in social
skills training, cognitive therapy or psychopharmacology, systematic application of behavioral and
psychological assessment data to key clinical decisions is their sine qua
non. Inevitably, such a central
function in selecting and guiding treatment constitutes a leadership role. Psychologists who provide services to people
with severe and disabling disorders should accept and prepare themselves for
such a role.
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Wykes, T., Reeder, C., Corner, J., Williams, C., &
Everitt, B. (1999). The effects of neurocognitive remediation on executive
processing in patients with schizophrenia. Schizophrenia Bulletin, 25,
291-307.
Wykes, T., Parr, A. M., & Landau, S. (1999). Group
treatment of auditory hallucinations. British Journal of Psychiatry, 175,
180-185.
Table
1
Selected Antipsychotic Medications and Their
Characteristics
____________________________________________________________________________
Chemical Name Trade Name Dose(mg.) Half-Potency
Usual Range Life
__________________________________________________________________________________________
Typical Antipsychotics
Phenothiazines
Aliphatic
Chlorpromazine
Thorazine
400-800
100
Piperazine
Fluphenazine
Prolixin 4-20
Triffluoperazine Stelazine 6-20 5
Thioridazine Mellaril 200-600 100
Butyrophenone
Haloperidol
Haldol
8-32
2
Thioxanthene
Thiothixene
Navane
15-30
5
Dihydroindolone
Molindone
Moban
40-200
10
Dibenzoxazepine
Loxapine Loxitane 20-250 15
Table 1 Continued
Atypical Antipsychotics: Relative
potencies and side-effect
___________________________________________________________________________
Antipsychotic
Potency
Side Effects
Relative Clinical Dose
(mg/day) Sedation Autonomic
EPS (CPZ Equivalent) ___________________________________________________________________________
Clozapine
200-600 +++
+++ (+) 1
Quetiapine
300-900 ++ ++ +
1
Risperidone
2-8 + ++ ++
80
Olanzapine
10-25 ++ + (+) 20
Ziprasidone*
80-200 ++ ++ ++
2
____________________________________________________________________________
Plus
signs represent semiquantitative estimates of the degree of side effects of the
antipsychotics based on the available, relatively limited literature.
*ziprasidone
is not yet approved for clinical use
From
Wirshing et al., (1997). Adapted with permission from Essential
Psychopharmacology (1996; 1:5-26) Copyright 1996 the Hatherleigh Company, Ltd.
Parentheses
mean very minimal.
CPZ
= chlorpromazine; EPS = extrapyramidal symptoms.
____________________________________________________________________________
Table 2
Atypical Antipsychotic Receptor-Binding Profiles
________________________________________________________________________
Antipsychotic
D1 D2 5-HT2
alpha1 Chol Hist
______________________________________________________________________________
Clozapine ++ +
+++ +++ +++ ++
Quetiapine (+) + + ++ - ++
Risperidone - +++
+++ +++ - -
Olanzapine ++ ++
+++ ++ +++ ++
Sertindole - + +++ ++ -
-
Ziprasidone + +++
+++ ++ - -
________________________________________________________________________
D = dopamine; 5-HT = hydroxytryptamine; Chol=
cholinergic; Hist = histaminergic.
(Adapted by Wirshing et al., 1997, from Essential Psychopharmacol.
(1996);1:5-26), Coyright 1996, The Hatherleigh Company, Ltd.
______________________________________________________________________________
Table 3
Antipsychotic Medications Side Effects
________________________________________________________________________
Drug Sedation
Autonomic Extrapyramidal
________________________________________________________________________
Typical Antipsychotics
Fluphenazine +
+ +++
Perphenazine ++
+ ++/+++
Triffluoperazine ++
+ +++
Mosoridazine +++
++ +
Thioridazine +++
+++ +
Acetophenazine ++
+ ++/+++
Chlorpromazine +++
+++ ++
Triflupromazine +++
++/+++ ++
Haloperidol +
+ +++
Thiothixene +
+ +++
Chlorprothixene +++
+++ +/+++
Molindone ++
+ +
Loxapine ++ +/++
++/+++
__________________________________________________________________
The Social Learning Program developed by Gordon Paul
of UH Department of Psychology requires a bit more information. Here is a
summary of his results.
SOCIAL LEARNING PROGRAM
RESULTS
N = 84
N = 28 N = 28 N = 28
GROUP CONTROL
MILIEU SOCIAL LEARNING
HOSPITAL
RELEASE
RATE
46.4%
67.9% 96.4%
Medication USE HIGH HIGH VERY LOW
STAFF CONTACT LOW
MEDIUM HIGH
AVERAGE DAYS
IN COMMUNITY 230 449 591
WEEKS IN
PROGRAM 260 215 213
A
Family's Experience with Schizophrenia
Although it was not something we
would have expected, our first-born, a son, developed symptoms of schizophrenia
when he was 19 in 1972. Below is one brief account of our experience.
Johnson,
D. L. (2000). The family's role in
recovery.
Journal of NAMI-California, 11, 75-76.
The Family's Role in Recovery
Dale L. Johnson
Our son is now 46 years old. When he
was 19, he was hospitalized for the first time for treatment of schizophrenia. His psychosis could hardly
have been predicted. He was a happy child, with many friends, an excellent
student, and a good big brother to his younger sister and brother. He was a
leader in high school and active in drama and sports. He was accepted at
Harvard, but stayed only one semester. His counselor advised that he take a
leave of absence because he was obviously so preoccupied with the Viet Nam war
(It was 1971) that he was unable to focus on his studies. He has never been
able to return to the university.
Prevention
I think that if my wife and I knew
then what we know now we would have been more alarmed about the early signs of
schizophrenia. Early treatment, as is being done in Australia, might have
averted the full symptoms and minimized his disability. Of course, we did not
know this then, nor did the various professionals who saw him. But our
experience tells us that early identification and preventive intervention
should now have high priority for researchers and practitioners.
Terrible Times
The ten years after the first
appearance of psychotic symptoms were years of turmoil, certainly for parents
and siblings, and much more for our son who became ill. A full account of this
dreadful period would take the pages of a book. All I can do here is list some
of the most memorable events.
He switched from near normality to
terrible psychosis repeatedly. He did well while taking medication, and was
psychotic when not.
He was homeless and on the streets
many times. He would leave a hospital against advice and disappear, sometimes
for months. We searched for him, but with no success. Eventually, we would get
a call, typically from police, asking us to come and get him.
He attempted suicide several times
and failed only because his psychosis disrupted his planning.
He was in jail several times, not
for committing crimes, but for his own protection. In nearly every instance,
the police behaved admirably.
There were episodes of violence against
family members when he was not taking medication and when he was psychotic.
This violence was shocking to us because he had always been a gentle person.
Perhaps because he is so large he has never had to prove anything with
aggression.
He sometimes accepted
hospitalization, but at other times he refused and we had to seek involuntary
commitment.
Although always concerned with
maintaining good health, he began smoking while in a hospital that passed out
free cigarettes and provided nothing to do for eight months.
Although we were not told until
later, he was engaged in psychodynamic therapy twice. Both times this resulted
in terrible psychotic episodes.
Mistakes Made
Although I am a clinical
psychologist with much experience in working with schizophrenia and my wife is
a medical sociologist, we were not prepared to cope with our son's psychosis.
We did things that we should not have not have done. One was that when we
learned there were no private hospital beds available when we needed one we
chose to assist in his early treatment and have him live at home. We could have
had him hospitalized at some remote place. Home treatment was not good for him
and was devastating for his younger siblings. I think it delayed his course of
recovery.
We were also somewhat casual about
his medication adherence. No one told us, or our son, why medication was so
important. Even the professionals seemed rather indifferent about adherence.
We should have spent more time with
his siblings and told them more about what was happening. It was not easy to
talk with them. They blamed us and insisted he was not ill, just having a hard
time discovering himself, or having a religious experience.
We relied too much on private
psychiatric hospitals. The staff in these hospitals were simply not trained to
work well with psychotic patients. Our son did much better in the state
hospital where staff were well-trained.
Things We Did Right
We did some things right, and I am
convinced it was these things that are responsible for the level of recovery he
has achieved to date. It was these things and his own struggle for recovery
that made a difference.
Insisting on hospitalization, even
when involuntary, was essential and eventually contributed to his acceptance of
his illness and willingness to accept treatment.
We were so angry about the lack of
services, incompetence of staff, and inappropriateness of some services that we
assembled other parents in the living room of our home and began an advocacy
group. We organized to change the mental health system. Later we learned about
NAMI and joined. Our group was the first AMI group in Texas and my wife,
Carmen, was a founder, and second president, of TEXAMI. I served on the NAMI
board for seven years and was president one year. We marched on the state
capitol, picketed stigmatizing movies, visited jails and prisons, helped locate
missing family members, posted our home telephone number publicly in Houston
and invited calls at any hour. We did the work of NAMI members, for ourselves,
but mostly, we did it for our son.
It was through NAMI contacts that we
discovered a board and care home that was just right for our son. He had been
in places that could not have passed any kind of public health screening. He
has been a resident of this one in Southern California for about 15 years.
I learned of clozapine while on the
NAMI board and obtained information about its pros and cons from such experts
as Dave Pickar and Dan Weinberger at NIMH. Even with their advice I still was
not sure about using it. His mother simply went ahead, contacted our son's
doctor who agreed to prescribe it, and we paid for the medication the first
year. Soon, with her persistence, the state agreed to cover the cost. The drug
worked slowly for him, but after many months his delusions and hallucinations
disappeared. He was left with negative symptoms, but was much better able to
function in the community. Furthermore, side effects that gave him so much
discomfort with other drugs were not present.
We helped to involve the whole
family in his recovery. His grandmothers have been highly supportive and now
his siblings are also supportive, kind, and understanding.
Perhaps most important is that we
were there for him whenever he needed help. We ignored doctors who said he was
very ill, nothing can be done for him, we should hospitalize him and forget
him. We did not accept the statements of some professionals that because of
confidentiality they could not provide us with information about his treatment.
We told them they should find ways around confidentiality limitations and that
if they expected us to assist in the treatment, and they did, they would have
to give us information. They all found ways to provide us with needed
information.
Ten Years of Recovery
Although he is still quite disabled
with negative symptoms, difficulty in maintaining concentration, and lacking
initiative, he has made great strides toward recovery. He does not appear ill
to people he meets casually, he enjoys social occasions, likes movies, likes to
eat out, and delights in taking part in the normal world.
Much of the credit for this goes to
clozapine which has removed the most disabling symptoms. Living in good
residence with safety, assurance that he will not be kicked out, some
sociability, decent food and care and a generally low stress, benign
environment have also contributed to his recovery.
Another important part of his
recovery are his visits to us in New Mexico. The emphasis is on living in
normal situations--eating out, seeing some movies, doing a little work in the
garden, attending the anthropology lectures series at the Southern Methodist
University summer school, and field trips with the Taos Archeological Society,
including rafting on the upper Chama River in search of yet undiscovered petroglyphs.
He was one of the best of the rafters. Another part of this life is his
membership in a health club where works out, entirely on his own volition, for
three hours a day and lost 30 pounds last summer.
We have also taken steps to see that
he will be cared for in the long-run, after we are gone.
Could We Do More?
The question any parent might ask
is, "Could we do more to promote his recover?" We can see that it would be good to counter
the negative symptoms; he sleeps fifteen hours a day and rarely initiates any
activity. Perhaps his medication level is too high? Should he be involved in a
psychosocial program? He did well in one, but was told he could no longer
attend because he was doing too well, and because his trips to New Mexico
placed a burden of paperwork on the staff. Perhaps another could be found.
Perhaps he should receive cognitive
retraining? Or, maybe Falloon's Optimal Treatment Program would be helpful? In
any case, the plan would have to be with his willing participation. The days of
coercive treatments are past. There is also the problem of finding these
recovery enhancers. They are not available where he lives in Southern
California, nor can they be found in Northern New Mexico. The search continues.
[1] The term psychiatric rehabilitation may be confused with psychosocial rehabilitation, and the two are sometimes used interchangeably. In practice, both are sometimes used as a contraction of biopsychosocial rehabilitation. However, psychosocial rehabilitation sometimes specifically refers to a particular type of program, associated with specific prototypes such as Fountain House in New York and Thresholds in Chicago. For example, a recent set of practice guidelines (McEvoy, Scheifler & Frances, 1999) explicitly distinguishes between psychiatric and psychosocial rehabilitation in this way.
[2] Materials developed by the UCLA Center for Research On Treatment and Rehabilitation of Psychosis can be obtained by request to Psychiatric Rehabilitation Consultants, P.O Box 2867, Camarillo, CA 93011-2867.
[4] Agranulocytosis is not to be confused with benign leukopenia, a milder suppression of WBC that is occasionally related to use of low potency agents like chlorpromazine.. Clozapine also may also produce benign leukopenia, so WBCs must be carefully interpreted.